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Reg of Financial Institutions (Spring 2008)
| Catalog #: | 833 | Section: | 01 | Credits (Min/Max): | 3/3 | Satisfy UCWR? | No |
| Class #: | 9766 | Location: | LB422 | Day/Time: | Wednesday 09:30-12:30 | ||
| Instructor: | John G. Day | Course Type: | Lecture | Enrollment Status: | Closed | Limit: | 15 |
| Final Exam: | No Exam | Tentative Final Exam: | Grading Basis: | Graded | |||
| Subject(s): | |||||||
| Business; Regulation of Economic Activity; Insurance Law | |||||||
| Description: | |||||||
| Financial institutions (e.g. commercial and investment banks, insurance companies, pension plans, securities firms and mutual funds) are in the midst of profound change driven in large part by an increasingly inter-dependent global economy, changing demographics, advances in information and communication technology and the changing needs of commerce. This course provides a broad survey of the different regulatory structures for these seemingly unrelated financial activities and the underlying policy justification for each approach. It will also examine how the world's rapidly changing economic environment is forcing the convergence and integration of these financial institutions and changes in how the emerging institutions are regulated. To the extent possible, current legislative and regulatory proposals will also be considered. | |||||||
| Notes: | |||||||
| Restriction: Law 737 Banking Law and Regulation | |||||||
The information in this system is a snapshot of data from the official Student Administration System. Please consult the Student Administration System for up-to-date information. This data was last updated on Tue Nov 18 09:44:07 EST 2008